From 2aad6ef77419887f5875ba942e9369b4bdd34a5e Mon Sep 17 00:00:00 2001 From: Raymond Hettinger Date: Wed, 9 Apr 2014 19:53:45 -0600 Subject: [PATCH] Add algorithmic notes for nsmallest() and nlargest(). --- Lib/heapq.py | 56 ++++++++++++++++++++++++++++++++++++++++++++++++++++ 1 file changed, 56 insertions(+) diff --git a/Lib/heapq.py b/Lib/heapq.py index d52cd715e12..789b17a6930 100644 --- a/Lib/heapq.py +++ b/Lib/heapq.py @@ -192,6 +192,62 @@ def _heapify_max(x): for i in reversed(range(n//2)): _siftup_max(x, i) + +# Algorithm notes for nlargest() and nsmallest() +# ============================================== +# +# Makes just one pass over the data while keeping the n most extreme values +# in a heap. Memory consumption is limited to keeping n values in a list. +# +# Number of comparisons for n random inputs, keeping the k smallest values: +# ----------------------------------------------------------- +# Step Comparisons Action +# 1 2*k heapify the first k-inputs +# 2 n-k compare new input elements to top of heap +# 3 k*lg2(k)*(ln(n)-lg(k)) add new extreme values to the heap +# 4 k*lg2(k) final sort of the k most extreme values +# +# n-random inputs k-extreme values number of comparisons % more than min() +# --------------- ---------------- ------------------- ----------------- +# 10,000 100 13,634 36.3% +# 100,000 100 105,163 5.2% +# 1,000,000 100 1,006,694 0.7% +# +# Computing the number of comparisons for step 3: +# ----------------------------------------------- +# * For the i-th new value from the iterable, the probability of being in the +# k most extreme values is k/i. For example, the probability of the 101st +# value seen being in the 100 most extreme values is 100/101. +# * If the value is a new extreme value, the cost of inserting it into the +# heap is log(k, 2). +# * The probabilty times the cost gives: +# (k/i) * log(k, 2) +# * Summing across the remaining n-k elements gives: +# sum((k/i) * log(k, 2) for xrange(k+1, n+1)) +# * This reduces to: +# (H(n) - H(k)) * k * log(k, 2) +# * Where H(n) is the n-th harmonic number estimated by: +# H(n) = log(n, e) + gamma + 1.0 / (2.0 * n) +# gamma = 0.5772156649 +# http://en.wikipedia.org/wiki/Harmonic_series_(mathematics)#Rate_of_divergence +# * Substituting the H(n) formula and ignoring the (1/2*n) fraction gives: +# comparisons = k * log(k, 2) * (log(n,e) - log(k, e)) +# +# Worst-case for step 3: +# --------------------- +# In the worst case, the input data is reversed sorted so that every new element +# must be inserted in the heap: +# comparisons = log(k, 2) * (n - k) +# +# Alternative Algorithms +# ---------------------- +# Other algorithms were not used because they: +# 1) Took much more auxiliary memory, +# 2) Made multiple passes over the data. +# 3) Made more comparisons in common cases (small k, large n, semi-random input). +# See detailed comparisons at: +# http://code.activestate.com/recipes/577573-compare-algorithms-for-heapqsmallest + def nlargest(n, iterable): """Find the n largest elements in a dataset.